| FORM 990, PART III, LINE 1 |
ORGANIZATION'S MISSION FOR 135 YEARS, THE UNITED WAY NETWORK HAS SERVED AS A VEHICLE FOR VOLUNTEERS, DONORS, PARTNERS AND ADVOCATES WHO SEEK TO CHANGE LIVES AND COMMUNITIES THROUGH SERVICE, COLLABORATION AND IMPACT. AS ONE OF THE WORLD'S LARGEST PRIVATELY FUNDED CHARITIES, THE UNITED WAY NETWORK SERVES 95% OF U.S. COMMUNITIES AND 37 COUNTRIES AND TERRITORIES. IT IMPACTS MORE THAN 48 MILLION PEOPLE EVERY YEAR. UWW SEEKS TO SUPPORT THE NETWORK IN ADVANCING THE COLLECTIVE MISSION OF UNITED WAY TO IMPROVE LIVES BY MOBILIZING THE CARING POWER OF COMMUNITIES AROUND THE WORLD. |
| FORM 990, PART III, LINE 4A |
PROGRAM SERVICE ACTIVITY 1 DONOR ADVISED GIVING (DOMESTIC AND INTERNATIONAL) - THE UNITED WAY DONOR ADVISED GIVING PROGRAM (DAF & IDAG) FACILITATES GRANTS TO DOMESTIC AND INTERNATIONAL ORGANIZATIONS, BASED ON RECOMMENDATIONS BY PROGRAM CONTRIBUTORS, THAT MEET PROGRAMMATIC OR GEOGRAPHIC INTERESTS OF BOTH THE DONOR AND UNITED WAY WORLDWIDE. THROUGH DAF AND IDAG, DONORS CAN PROVIDE FUNDING FOR GRANTS TO A VARIETY OF CHARITABLE/NON-GOVERNMENTAL ORGANIZATIONS, SUCH AS SCHOOLS, ORPHANAGES, HOSPITALS, COMMUNITY DEVELOPMENT AND RESEARCH CENTERS AND A NETWORK OF UNITED WAYS IN THE UNITED STATES OF AMERICA AND OTHER COUNTRIES AROUND THE WORLD. GRANTS CAN BE USED FOR CHARITABLE PURPOSES IN A PARTICULAR COUNTRY, REGION, OR FIELD OF INTEREST AND SUPPORT A SPECIFIC CHARITABLE ORGANIZATION INSIDE OR OUTSIDE THE UNITED STATES. |
| FORM 990, PART III, LINE 4B |
PROGRAM SERVICE ACTIVITY 2 U.S. NETWORK - THE UNITED WAY WORLDWIDE U.S. NETWORK TEAM PROVIDES GOVERNANCE, RESOURCES DEVELOPMENT, PROGRAM AND CAPACITY BUILDING SUPPORT AND TRAINING TO UNITED WAY MEMBERS WITHIN THE UNITED STATES OF AMERICA. IN ADDITION, THE U.S. NETWORK TEAM SUPPORTS MEMBER GRANT DISTRIBUTIONS SERVICES, COMMUNITY BUILDING, NATIONAL AGENCIES' SUPPORT, VOLUNTEER DEVELOPMENT, EARLY CHILDHOOD DEVELOPMENT, FINANCIAL STABILITY, 2-1-1 INITIATIVE AND BORN LEARNING. IT ALSO PROVIDES REGIONAL AND NATIONAL SUPPORTIVE SERVICES TO MEMBER UNITED WAYS, SUCH AS CRISIS RESPONSE TECHNICAL SUPPORT AND DISASTER LONG-TERM RECOVERY FUND MANAGEMENT. |
| FORM 990, PART III, LINE 4C |
DIGITAL SERVICES - THE UNITED WAY WORLDWIDE DIGITAL SERVICES TEAM PROVIDES LEADERSHIP TO THE UNITED WAY NETWORK IN DESIGN, CREATION, AND IMPLEMENTATION OF DIGITAL TECHNOLOGY BASED DONOR ENGAGEMENT STRATEGIES. THROUGH THE USE OF STATE OF THE ART DIGITAL TECHNOLOGIES THAT LEVERAGE THE NETWORK'S DATA RESOURCES, THE DIGITAL SERVICES TEAM MAKES POSSIBLE SECURE, PERSONALIZED, REAL-TIME PHILANTHROPY THAT INCREASES GIVING, ADVOCACY, AND VOLUNTEERISM. |
| FORM 990, PART VI, SECTION A, LINE 6 |
CLASSES OF MEMBERS OR STOCKHOLDERS THE ORGANIZATION HAS ONE CLASS OF MEMBERS. MEMBER RIGHTS AND RESPONSIBILITIES ARE DEFINED IN THE MEMBERSHIP LICENSE AGREEMENT. EACH MEMBER HAS ONE VOTE ON MATTERS REQUIRING MEMBER APPROVAL PER THE BYLAWS. |
| FORM 990, PART VI, SECTION A, LINE 7A |
MEMBERS OR STOCKHOLDERS ELECTING MEMBERS OF GOVERNING BODY NOMINEES TO THE BOARD OF TRUSTEES MUST BE APPROVED BY THE MEMBERSHIP, BY A MAJORITY VOTE. |
| FORM 990, PART VI, SECTION A, LINE 7B |
DECISIONS REQUIRING APPROVAL BY MEMBERS OR STOCKHOLDERS MEMBERS MUST ALSO APPROVE ANY AMENDMENTS TO THE BYLAWS OF THE ORGANIZATION OR ANY EXTRAORDINARY BUSINESS EVENT SUCH AS A MERGER OR SALE OF SUBSTANTIALLY ALL OF THE CORPORATE ASSETS. |
| FORM 990, PART VI, SECTION B, LINE 11B |
REVIEW OF FORM 990 BY GOVERNING BODY THE ORGANIZATION'S FORM 990 UNDERGOES A NUMBER OF INTERNAL AND EXTERNAL REVIEWS BEFORE IT IS FILED WITH THE IRS. THE RETURN IS PREPARED BY AN INDEPENDENT ACCOUNTING FIRM AND THEN REVIEWED BY: THE ORGANIZATION'S EXECUTIVE VICE PRESIDENT & CFO, AND BY THE AUDIT COMMITTEE OF THE BOARD. LASTLY, IT IS SENT TO ALL BOARD MEMBERS BEFORE IT IS FILED. |
| FORM 990, PART VI, SECTION B, LINE 12C |
CONFLICT OF INTEREST POLICY THE CONFLICT OF INTEREST POLICY IS INCLUDED IN THE ORGANIZATION'S CODE OF ETHICS AND ENFORCED BY THE ETHICS OFFICER. ANNUALLY ALL STAFF, AND BOARD MEMBERS ARE REQUIRED TO READ AND CERTIFY TO COMPLIANCE WITH THE CODE OF ETHICS. BOARD MEMBERS ARE REQUIRED ANNUALLY TO FILE WITH THE ETHICS OFFICER A CONFLICT OF INTEREST DECLARATION FORM. THE ETHICS OFFICER USES THE INFORMATION TO ENSURE THAT ANY BOARD MEMBERS WHO HAS A CONFLICT OF INTEREST IN ANY BUSINESS BEFORE THE BOARD IS RECUSED FROM PARTICIPATING IN THAT DECISION AND VOTE. |
| FORM 990, PART VI, SECTION B, LINE 15 |
PROCESS TO ESTABLISH COMPENSATION OF TOP MANAGEMENT OFFICIAL THE COMPENSATION COMMITTEE ("THE COMMITTEE") OF THE BOARD OF TRUSTEES OF UNITED WAY WORLDWIDE ("UWW") IS RESPONSIBLE FOR GOVERNANCE AND OVERSIGHT OF COMPENSATION AND BENEFITS PROGRAMS FOR THE UWW CHIEF EXECUTIVE OFFICER AND OTHER EXECUTIVE LEVEL STAFF ("EXECUTIVES"), AND FOR ENSURING THAT THE COMPENSATION POLICIES OF UWW ARE CONSISTENT WITH AND IN SUPPORT OF THE ORGANIZATION'S MISSION, VALUES AND GOALS. ON AN ANNUAL BASIS, THE COMMITTEE IS RESPONSIBLE FOR EVALUATING THE PERFORMANCE OF THE CEO AND RECOMMENDING TO THE FULL BOARD OF TRUSTEES FOR APPROVAL ANY ADJUSTMENTS TO HIS OR HER COMPENSATION AND BENEFITS, INCLUDING INCENTIVE AWARDS. THE COMMITTEE IS ALSO RESPONSIBLE FOR REVIEWING AND RECOMMENDING TO THE FULL BOARD OF TRUSTEES FOR APPROVAL INCENTIVE AWARDS AND ANY ADJUSTMENTS TO THE COMPENSATION AND BENEFITS OF THE OTHER EXECUTIVES, WITH INPUT AND RECOMMENDATIONS FROM THE CEO. FINALLY, THE COMMITTEE IS RESPONSIBLE FOR REVIEWING AND RECOMMENDING TO THE FULL BOARD FOR APPROVAL ANY NEW COMPENSATION OR BENEFITS PLANS OR PROGRAMS, OR ANY CHANGES TO EXISTING PLANS AND PROGRAMS THAT RELATE TO THE CEO OR THE EXECUTIVES. THE COMMITTEE ENGAGES A THIRD-PARTY CONSULTANT TO PROVIDE COMPENSATION DATA FROM COMPARABLE ORGANIZATIONS. THE COMMITTEE REVIEWS AND DISCUSSES THAT DATA BEFORE DETERMINING THE COMPENSATION OF THE CEO AND EXECUTIVES. SUCH DECISION IS DOCUMENTED CONTEMPORANEOUSLY BY THE COMMITTEE. |
| FORM 990, PART VI, SECTION C, LINE 19 |
REQUIRED DOCUMENTS AVAILABLE TO THE PUBLIC THE ORGANIZATION'S GOVERNING DOCUMENTS, CODE OF ETHICS/CONFLICT OF INTEREST POLICY, AUDITED FINANCIAL STATEMENTS, AND FILED IRS FORM 990 ARE AVAILABLE ON ITS WEBSITE (WWW.UNITEDWAY.ORG). |
| FORM 990, PART VII, SECTION A |
LIST OF NON-VOTING U.S.A. BOARD MEMBERS IN ADDITION TO THE VOTING MEMBERS OF THE UNITED WAY WORLDWIDE BOARD OF TRUSTEES, THE FOLLOWING INDIVIDUALS ARE MEMBERS OF THE U.S.A. BOARD OF TRUSTEES: NEERAJ MEHTA, CHAIR OF THE USA BOARD; CYNTHIA FIGUEROA, CHAIR, US MEMBERSHIP ACCOUNTABILITY COMMITTEE (TERM ENDED 5/11/21); JAKE SILVOLA FINCH, CHAIR, US MEMBERSHIP ACCOUNTABILITY COMMITTEE (EFFECTIVE 5/11/21); KATHERINE QUINN, CHAIR, US NOMINATING COMMITTEE; MARK HOWARD, AT-LARGE BOARD MEMBER; ORV KIMBROUGH, AT-LARGE BOARD MEMBER (TERM BEGAN 5/11/21); REKHA MISRA, AT-LARGE BOARD MEMBER (TERM BEGAN 5/11/21); SUSAN SOMERSILLE JOHNSON, AT-LARGE BOARD MEMBER; MARY CATHRYN RICKER, AT-LARGE BOARD MEMBER (TERM ENDED 5/11/21); DAVID SHAFFER, AT-LARGE BOARD MEMBER; LIZ SHULER, AT-LARGE BOARD MEMBER (TERM BEGAN 5/11/21); BYRON SPRUELL, AT-LARGE BOARD MEMBER; DEANNA STRABLE, AT-LARGE BOARD MEMBER; DR. REGINA CUNINGHAM, AT-LARGE BOARD MEMBER (TERM ENDED 1/20/21); JOHN J. DOONER, JR., EMERITUS BOARD MEMBER. |
| FORM 990, PART IX, LINE 11G |
CONSULTING SERVICES: PROGRAM SERVICE EXPENSES 17,804,667. MANAGEMENT AND GENERAL EXPENSES 3,432,065. FUNDRAISING EXPENSES 271,360. TOTAL EXPENSES 21,508,092. CONTRACT SERVICES & TEMP SERVICES: PROGRAM SERVICE EXPENSES 2,200,945. MANAGEMENT AND GENERAL EXPENSES 424,259. FUNDRAISING EXPENSES 33,545. TOTAL EXPENSES 2,658,749. PROFESSIONAL SERVICES: PROGRAM SERVICE EXPENSES 342,926. MANAGEMENT AND GENERAL EXPENSES 66,103. FUNDRAISING EXPENSES 5,227. TOTAL EXPENSES 414,256. OTHER PURCHASED SERVICES: PROGRAM SERVICE EXPENSES 382,236. MANAGEMENT AND GENERAL EXPENSES 73,680. FUNDRAISING EXPENSES 5,826. TOTAL EXPENSES 461,742. |
| FORM 990, PART XI, LINE 9: |
PENSION-RELATED CHANGES 2,649,177. GAIN ON DEBT EXTINGUISHMENT 2,180,000. GAIN ON CASUALTY 182,692. |
Attach to Form 990 or 990-EZ.