efile Public Visual Render
ObjectId: 202113169349103131 - Submission: 2021-11-12
TIN: 20-2653929
Form
990-PF
Department of the Treasury
Internal Revenue Service
Return of Private Foundation
or Section 4947(a)(1) Trust Treated as Private Foundation
Do not enter social security numbers on this form as it may be made public.
Go to
www.irs.gov/Form990PF
for instructions and the latest information.
OMB No. 1545-0052
20
20
Open to Public Inspection
For calendar year 2020, or tax year beginning
01-01-2020
, and ending
12-31-2020
Name of foundation
DIANE AND DOROTHY BROOKS FOUNDATION
Number and street (or P.O. box number if mail is not delivered to street address)
11100 SANTA MONICA BLVD NO 400
Room/suite
City or town, state or province, country, and ZIP or foreign postal code
LOS ANGELES
,
CA
90025
A Employer identification number
20-2653929
B
Telephone number (see instructions)
(310) 734-1234
C
If exemption application is pending, check here
G
Check all that apply:
Initial return
Initial return of a former public charity
Final return
Amended return
Address change
Name change
D 1.
Foreign organizations, check here.............
2
. Foreign organizations meeting the 85%
test, check here and attach computation ...
E
If private foundation status was terminated
under section 507(b)(1)(A), check here .......
H
Check type of organization:
Section 501(c)(3) exempt private foundation
Section 4947(a)(1) nonexempt charitable trust
Other taxable private foundation
F
If the foundation is in a 60-month termination
under section 507(b)(1)(B), check here .......
I
Fair market value of all assets at end
of year (from Part II, col. (c),
line 16)
$
65,441,450
J
Accounting method:
Cash
Accrual
Other (specify)
(Part I, column (d) must be on cash basis.)
Part I
Analysis of Revenue and Expenses
(The total of amounts in columns (b), (c), and (d) may not necessarily equal the amounts in column (a) (see instructions).)
(a)
Revenue and
expenses per
books
(b)
Net investment
income
(c)
Adjusted net
income
(d)
Disbursements
for charitable
purposes
(cash basis only)
1
Contributions, gifts, grants, etc., received (attach schedule)
20,571,080
2
Check
.............
3
Interest on savings and temporary cash investments
4
Dividends and interest from securities
...
815,430
815,430
5a
Gross rents
............
b
Net rental income or (loss)
6a
Net gain or (loss) from sale of assets not on line 10
1,231,192
b
Gross sales price for all assets on line 6a
16,960,157
7
Capital gain net income (from Part IV, line 2)
...
1,231,192
8
Net short-term capital gain
.........
9
Income modifications
...........
10a
Gross sales less returns and allowances
b
Less: Cost of goods sold
....
c
Gross profit or (loss) (attach schedule)
.....
11
Other income (attach schedule)
.......
3,767,600
3,767,600
12
Total.
Add lines 1 through 11
........
26,385,302
5,814,222
13
Compensation of officers, directors, trustees, etc.
0
0
0
14
Other employee salaries and wages
......
15
Pension plans, employee benefits
.......
16a
Legal fees (attach schedule)
.........
203,059
203,059
0
b
Accounting fees (attach schedule)
.......
29,293
29,293
0
c
Other professional fees (attach schedule)
....
225,091
225,091
0
17
Interest
...............
18
Taxes (attach schedule) (see instructions)
...
83,210
83,210
0
19
Depreciation (attach schedule) and depletion
...
20
Occupancy
..............
21
Travel, conferences, and meetings
.......
22
Printing and publications
..........
23
Other expenses (attach schedule)
.......
1,010
1,010
0
24
Total operating and administrative expenses.
Add lines 13 through 23
..........
541,663
541,663
0
25
Contributions, gifts, grants paid
.......
9,344,339
9,344,339
26
Total expenses and disbursements.
Add lines 24 and 25
9,886,002
541,663
9,344,339
27
Subtract line 26 from line 12:
a
Excess of revenue over expenses and disbursements
16,499,300
b
Net investment income
(if negative, enter -0-)
5,272,559
c
Adjusted net income
(if negative, enter -0-)
...
For Paperwork Reduction Act Notice, see instructions.
Cat. No. 11289X
Form
990-PF
(2020)
Page 2
Form 990-PF (2020)
Page
2
Part II
Balance Sheets
Attached schedules and amounts in the description column
should be for end-of-year amounts only. (See instructions.)
Beginning of year
End of year
(a)
Book Value
(b)
Book Value
(c)
Fair Market Value
1
Cash—non-interest-bearing
.............
2
Savings and temporary cash investments
.........
3,986,329
1,002,317
1,002,317
3
Accounts receivable
8,825,539
Less: allowance for doubtful accounts
25,000
8,825,539
8,825,539
4
Pledges receivable
Less: allowance for doubtful accounts
5
Grants receivable
.................
6
Receivables due from officers, directors, trustees, and other
disqualified persons (attach schedule) (see instructions)
.....
7
Other notes and loans receivable (attach schedule)
Less: allowance for doubtful accounts
8
Inventories for sale or use
..............
9
Prepaid expenses and deferred charges
..........
10a
Investments—U.S. and state government obligations (attach schedule)
3,162,042
1,434,519
1,442,200
b
Investments—corporate stock (attach schedule)
.......
23,256,290
30,410,141
51,099,177
c
Investments—corporate bonds (attach schedule)
.......
1,719,083
2,988,533
3,072,217
11
Investments—land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
12
Investments—mortgage loans
.............
13
Investments—other (attach schedule)
..........
5,080,256
0
0
14
Land, buildings, and equipment: basis
Less: accumulated depreciation (attach schedule)
15
Other assets (describe
)
16
Total assets
(to be completed by all filers—see the
instructions. Also, see page 1, item I)
37,229,000
44,661,049
65,441,450
17
Accounts payable and accrued expenses
..........
18
Grants payable
.................
19
Deferred revenue
.................
20
Loans from officers, directors, trustees, and other disqualified persons
21
Mortgages and other notes payable (attach schedule)
......
22
Other liabilities (describe
)
23
Total liabilities
(add lines 17 through 22)
.........
0
0
Foundations that follow FASB ASC 958, check here
and complete lines 24, 25, 29 and 30.
24
Net assets without donor restrictions
...........
25
Net assets with donor restrictions
............
Foundations that do not follow FASB ASC 958, check here
and complete lines 26 through 30.
26
Capital stock, trust principal, or current funds
........
0
0
27
Paid-in or capital surplus, or land, bldg., and equipment fund
0
0
28
Retained earnings, accumulated income, endowment, or other funds
37,229,000
44,661,049
29
Total net assets or fund balances
(see instructions)
.....
37,229,000
44,661,049
30
Total liabilities and net assets/fund balances
(see instructions)
.
37,229,000
44,661,049
Part III
Analysis of Changes in Net Assets or Fund Balances
1
Total net assets or fund balances at beginning of year—Part II, column (a), line 29 (must agree with end-of-year figure reported on prior year’s return)
...............
1
37,229,000
2
Enter amount from Part I, line 27a
.....................
2
16,499,300
3
Other increases not included in line 2 (itemize)
3
0
4
Add lines 1, 2, and 3
..........................
4
53,728,300
5
Decreases not included in line 2 (itemize)
5
9,067,251
6
Total net assets or fund balances at end of year (line 4 minus line 5)—Part II, column (b), line 29
.
6
44,661,049
Form
990-PF
(2020)
Page 3
Form 990-PF (2020)
Page
3
Part IV
Capital Gains and Losses for Tax on Investment Income
(a)
List and describe the kind(s) of property sold (e.g., real estate,
2-story brick warehouse; or common stock, 200 shs. MLC Co.)
(b)
How acquired
P—Purchase
D—Donation
(c)
Date acquired
(mo., day, yr.)
(d)
Date sold
(mo., day, yr.)
1 a
NATL FINL SERV LLC 675849
P
2019-01-01
2020-12-31
b
282 SHS ANSYS INC COM
P
2019-01-01
2020-05-01
c
NATL FINL SERV LLC 675857
P
2020-12-31
2020-12-31
d
NATL FINL SERV LLC 675857
P
2019-01-01
2020-12-31
e
460 SHS EXXON MOBIL CORP
P
2019-01-01
2020-03-09
NATL FINL SERV LLC 942669
P
2020-12-31
2020-12-31
ALSTOM SA ADR - CASH IN LIEU
P
2020-12-17
2020-12-17
KION GROUP AG - CASH IN LIEU
P
2020-12-29
2020-12-29
NATL FINL SERV LLC 942669
P
2019-01-01
2020-12-31
1,452.216 SHS DFA INVT 2 YR GLOBAL
P
2020-03-20
2020-03-20
64,596.825 SHS DFA INVT 2 YR GLOBAL
P
2019-01-01
2020-03-20
NATL FINL SERV LLC 530103
P
2020-12-31
2020-12-31
NATL FINL SERV LLC 530103
P
2019-01-01
2020-12-31
50000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-06-19
50000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-06-29
1000000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-01
50000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-02
550000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-08
125000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-15
100000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-24
143207.24 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-28
2020-07-29
66.49 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-05-29
2020-07-29
53.26 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-06-30
2020-07-29
356673.01 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-27
2020-07-29
310000 SHS USAA CAP CORP MTN BE 144A
P
2020-04-30
2020-08-03
250000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-27
2020-08-12
810000 SHS HEWLETT PACKARD ENTERPRISE CO
P
2020-05-12
2020-08-17
350000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-27
2020-08-19
72076.99 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-27
2020-08-31
427871.57 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-28
2020-08-31
571378.43 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-28
2020-09-04
16.65 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-07-31
2020-09-04
178604.92 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-03
2020-09-04
100000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-03
2020-09-15
1000000 SHS CIGNA CORP
P
2020-04-30
2020-09-17
650000 SHS AMERICA HONDA FIN CORP MTN BE 144A
P
2020-05-08
2020-09-21
400000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-17
2020-09-23
57074.62 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-17
2020-09-30
1016000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-09-17
2020-09-30
426802.49 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-09-21
2020-09-30
1000000 SHS CITIGROUP INC
P
2020-05-12
2020-10-28
35192.58 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-03
2020-10-29
164807.42 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-17
2020-10-29
74981.78 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-17
2020-10-30
125018.22 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-08-17
2020-11-18
174981.78 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-09-21
2020-11-18
60809.48 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-09-21
2020-11-20
189190.52 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-10-28
2020-11-20
100000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-10-28
2020-11-27
695000 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-10-28
2020-12-02
4059.48 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-10-28
2020-12-22
20.75 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-11-30
2020-12-22
495919.77 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-12-10
2020-12-22
3971.34 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-12-10
2020-12-28
196028.66 SHS CITY NATIONAL ROCHDALE FUNDS GOVT FUND SRVNG CL
P
2020-12-24
2020-12-28
200,000 SHS CSCO SYSTEMS
P
2020-03-16
2020-07-16
NATL FINL SERV 324879 CAP GAIN DISTRIBUTION
P
2018-01-01
2020-12-31
NATL FINL SERV 530103 CAP GAIN DIST
P
2018-01-01
2020-12-31
(e)
Gross sales price
(f)
Depreciation allowed
(or allowable)
(g)
Cost or other basis
plus expense of sale
(h)
Gain or (loss)
(e) plus (f) minus (g)
a
655,513
267,304
388,209
b
71,882
8,434
63,448
c
905,362
906,329
-967
d
840,732
782,393
58,339
e
19,970
27,755
-7,785
22,399
27,856
-5,457
1,906
1,906
163
163
194,228
172,365
21,863
14,420
14,509
-89
641,417
645,363
-3,946
289,135
232,226
56,909
372,909
29,985
342,924
50,000
50,000
0
50,000
50,000
0
1,000,000
1,000,000
0
50,000
50,000
0
550,000
550,000
0
125,000
125,000
0
100,000
100,000
0
143,207
143,207
0
66
66
0
53
53
0
356,673
356,673
0
310,000
310,000
0
250,000
250,000
0
812,000
812,625
-625
350,000
350,000
0
72,077
72,077
0
427,872
427,872
0
571,378
571,378
0
17
17
0
178,605
178,605
0
100,000
100,000
0
1,000,000
1,000,000
0
650,000
650,000
0
400,000
400,000
0
57,075
57,075
0
1,016,000
1,016,000
0
426,802
426,802
0
1,000,000
1,000,000
0
35,193
35,193
0
164,807
164,807
0
74,982
74,982
0
125,018
125,018
0
174,982
174,982
0
60,809
60,809
0
189,191
189,191
0
100,000
100,000
0
695,000
695,000
0
4,059
4,059
0
21
21
0
495,920
495,920
0
3,971
3,971
0
196,029
196,029
0
405,577
247,014
158,563
156,071
156,071
1,666
1,666
Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69
(l)
Gains (Col. (h) gain minus
col. (k), but not less than -0-)
or
Losses (from col.(h))
(i)
F.M.V. as of 12/31/69
(j)
Adjusted basis
as of 12/31/69
(k)
Excess of col. (i)
over col. (j), if any
a
388,209
b
63,448
c
-967
d
58,339
e
-7,785
-5,457
1,906
163
21,863
-89
-3,946
56,909
342,924
0
0
0
0
0
0
0
0
0
0
0
0
0
-625
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
158,563
156,071
1,666
2
Capital gain net income or (net capital loss)
If gain, also enter in Part I, line 7
If (loss), enter -0- in Part I, line 7
2
1,231,192
3
Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):
If gain, also enter in Part I, line 8, column (c) (see instructions). If (loss), enter -0-
in Part I, line 8
...................
3
Part V
Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income
SECTION 4940(e) REPEALED ON DECEMBER 20, 2019 - DO NOT COMPLETE
1
Reserved
(a)
Reserved
(b)
Reserved
(c)
Reserved
(d)
Reserved
2
Reserved
...........................
2
3
Reserved
...........................
3
4
Reserved
...........................
4
5
Reserved
...........................
5
6
Reserved
...........................
6
7
Reserved
...........................
7
8
Reserved
,..........................
8
Form
990-PF
(2020)
Page 4
Form 990-PF (2020)
Page
4
Part VI
Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948—see instructions)
1a
Exempt operating foundations described in section 4940(d)(2), check here
and enter “N/A" on line 1.
Date of ruling or determination letter:
(attach copy of letter if necessary–see instructions)
b
Reserved
................................
1
73,289
c
All other domestic foundations enter 1.39% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b)
2
Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
2
0
3
Add lines 1 and 2
...........................
3
73,289
4
Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)
4
0
5
Tax based on investment income.
Subtract line 4 from line 3. If zero or less, enter -0-
.....
5
73,289
6
Credits/Payments:
a
2020 estimated tax payments and 2019 overpayment credited to 2020
6a
63,858
b
Exempt foreign organizations—tax withheld at source
......
6b
0
c
Tax paid with application for extension of time to file (Form 8868)
...
6c
0
d
Backup withholding erroneously withheld
...........
6d
0
7
Total credits and payments. Add lines 6a through 6d
..............
7
63,858
8
Enter any
penalty
for underpayment of estimated tax.
Check here
if Form 2220 is attached.
8
0
9
Tax due.
If the total of lines 5 and 8 is more than line 7, enter
amount owed
.......
9
9,431
10
Overpayment.
If line 7 is more than the total of lines 5 and 8, enter the
amount overpaid
...
10
11
Enter the amount of line 10 to be:
Credited to 2021 estimated tax
Refunded
11
Part VII-A
Statements Regarding Activities
1a
During the tax year, did the foundation attempt to influence any national, state, or local legislation or did
Yes
No
it participate or intervene in any political campaign?
....................
1a
No
b
Did it spend more than $100 during the year (either directly or indirectly) for political purposes? See the instructions
for the definition
.................................
1b
No
If the answer is "Yes" to
1a
or
1b,
attach a detailed description of the activities and copies of any materials
published or distributed by the foundation in connection with the activities.
c
Did the foundation file
Form 1120-POL
for this year?
.....................
1c
No
d
Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:
(1)
On the foundation.
$
0
(2)
On foundation managers.
$
0
e
Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed
on foundation managers.
$
0
2
Has the foundation engaged in any activities that have not previously been reported to the IRS?
.......
2
No
If "Yes," attach a detailed description of the activities.
3
Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles
of incorporation, or bylaws, or other similar instruments?
If "Yes," attach a conformed copy of the changes
....
3
No
4a
Did the foundation have unrelated business gross income of $1,000 or more during the year?
........
4a
No
b
If "Yes," has it filed a tax return on
Form 990-T
for this year?
...................
4b
5
Was there a liquidation, termination, dissolution, or substantial contraction during the year?
.........
5
No
If "Yes," attach the statement required by General Instruction T.
6
Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:
By language in the governing instrument, or
By state legislation that effectively amends the governing instrument so that no mandatory directions
that conflict with the state law remain in the governing instrument?
................
6
Yes
7
Did the foundation have at least $5,000 in assets at any time during the year?
If "Yes," complete Part II, col. (c),
and Part XV.
.................................
7
Yes
8a
Enter the states to which the foundation reports or with which it is registered (see instructions)
CA
b
If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney
General (or designate) of each state as required by General Instruction G?
If "No," attach explanation
.
8b
Yes
9
Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)
or 4942(j)(5) for calendar year 2020 or the taxable year beginning in 2020? See the instructions for Part XIV.
If "Yes," complete Part XIV
.............................
9
No
10
Did any persons become substantial contributors during the tax year?
If "Yes," attach a schedule listing their names
and addresses.
...............................
10
No
Form
990-PF
(2020)
Page 5
Form 990-PF (2020)
Page
5
Part VII-A
Statements Regarding Activities
(continued)
11
At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the
meaning of section 512(b)(13)? If "Yes," attach schedule. See instructions
.............
11
No
12
Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had
advisory privileges? If "Yes," attach statement. See instructions
.................
12
No
13
Did the foundation comply with the public inspection requirements for its annual returns and exemption application?
13
Yes
Website address
NONE
14
The books are in care of
FREEDMAN BRODER & COMPANY
Telephone no.
(310) 734-1234
Located at
11100 SANTA MONICA BLVD 400
LOS ANGELES
CA
ZIP+4
90025
15
Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of
Form 1041
—check here
.........
and enter the amount of tax-exempt interest received or accrued during the year
........
15
16
At any time during calendar year 2020, did the foundation have an interest in or a signature or other authority over
Yes
No
a bank, securities, or other financial account in a foreign country?
.................
16
No
See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes", enter the name of the foreign
country
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.
Yes
No
1a
During the year did the foundation (either directly or indirectly):
(1)
Engage in the sale or exchange, or leasing of property with a disqualified person?
Yes
No
(2)
Borrow money from, lend money to, or otherwise extend credit to (or accept it from)
a disqualified person?
......................
Yes
No
(3)
Furnish goods, services, or facilities to (or accept them from) a disqualified person?
Yes
No
(4)
Pay compensation to, or pay or reimburse the expenses of, a disqualified person?
Yes
No
(5)
Transfer any income or assets to a disqualified person (or make any of either available
for the benefit or use of a disqualified person)?
...............
Yes
No
(6)
Agree to pay money or property to a government official? (
Exception.
Check "No"
if the foundation agreed to make a grant to or to employ the official for a period
after termination of government service, if terminating within 90 days.)
.......
Yes
No
b
If any answer is "Yes" to 1a(1)–(6), did
any
of the acts fail to qualify under the exceptions described in Regulations
section 53.4941(d)-3 or in a current notice regarding disaster assistance? See instructions
........
1b
Organizations relying on a current notice regarding disaster assistance check here
........
c
Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts,
that were not corrected before the first day of the tax year beginning in 2020?
.............
1c
No
2
Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private
operating foundation defined in section 4942(j)(3) or 4942(j)(5)):
a
At the end of tax year 2020, did the foundation have any undistributed income (lines 6d
and 6e, Part XIII) for tax year(s) beginning before 2020?
.............
Yes
No
If "Yes," list the years
20
,
20
,
20
,
20
b
Are there any years listed in 2a for which the foundation is
not
applying the provisions of section 4942(a)(2)
(relating to incorrect valuation of assets) to the year’s undistributed income? (If applying section 4942(a)(2)
to
all
years listed, answer "No" and attach statement—see instructions.)
..............
2b
c
If the provisions of section 4942(a)(2) are being applied to
any
of the years listed in 2a, list the years here.
20
,
20
,
20
,
20
3a
Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at
any time during the year?
......................
Yes
No
b
If "Yes," did it have excess business holdings in 2020 as a result of
(1)
any purchase by the foundation
or disqualified persons after May 26, 1969;
(2)
the lapse of the 5-year period (or longer period approved
by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest; or
(3)
the lapse of the 10-, 15-, or 20-year first phase holding period?
(Use Schedule C, Form 4720, to determine
if the foundation had excess business holdings in 2020.)
..................
3b
4a
Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?
4a
No
b
Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its
charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2020?
4b
No
Form
990-PF
(2020)
Page 6
Form 990-PF (2020)
Page
6
Part VII-B
Statements Regarding Activities for Which Form 4720 May Be Required
(continued)
5a
During the year did the foundation pay or incur any amount to:
Yes
No
(1)
Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?
Yes
No
(2)
Influence the outcome of any specific public election (see section 4955); or to carry
on, directly or indirectly, any voter registration drive?
.............
Yes
No
(3)
Provide a grant to an individual for travel, study, or other similar purposes?
Yes
No
(4)
Provide a grant to an organization other than a charitable, etc., organization described
in section 4945(d)(4)(A)? See instructions
................
Yes
No
(5)
Provide for any purpose other than religious, charitable, scientific, literary, or
educational purposes, or for the prevention of cruelty to children or animals?
.....
Yes
No
b
If any answer is "Yes" to 5a(1)–(5), did
any
of the transactions fail to qualify under the exceptions described in
Regulations section 53.4945 or in a current notice regarding disaster assistance? See instructions
......
5b
Organizations relying on a current notice regarding disaster assistance check here
.........
c
If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the
tax because it maintained expenditure responsibility for the grant?
..........
Yes
No
If "Yes," attach the statement required by Regulations section 53.4945–5(d).
6a
Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on
a personal benefit contract?
.....................
Yes
No
b
Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract?
....
6b
No
If "Yes" to 6b, file Form 8870.
7a
At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction?
Yes
No
b
If "Yes", did the foundation receive any proceeds or have any net income attributable to the transaction?
....
7b
8
Is the foundation subject to the section 4960 tax on payment(s) of more than $1,000,000 in remuneration or
excess parachute payment during the year?
.................
Yes
No
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
1
List all officers, directors, trustees, foundation managers and their compensation. See instructions
(a)
Name and address
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(If not paid, enter
-0-)
(d)
Contributions to employee benefit plans and deferred compensation
(e)
Expense account,
other allowances
JAMES L BROOKS
PRESIDENT
0.50
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
WILLIAM BRODER
CFO AND SECRETARY
0.25
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
AMY BROOKS
VICE-PRESIDENT
0.00
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
CHLOE BROOKS
VICE-PRESIDENT
0.00
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
COOPER BROOKS
VICE-PRESIDENT
0.00
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
JOSEPH BROOKS
VICE-PRESIDENT
0.00
0
0
0
11100 SANTA MONICA BL 400
LOS ANGELES
,
CA
90025
2
Compensation of five highest-paid employees (other than those included on line 1—see instructions). If none, enter “NONE."
(a)
Name and address of each employee paid more than $50,000
(b)
Title, and average
hours per week
devoted to position
(c)
Compensation
(d)
Contributions to
employee benefit
plans and deferred
compensation
(e)
Expense account,
other allowances
NONE
Total
number of other employees paid over $50,000
...................
0
Form
990-PF
(2020)
Page 7
Form 990-PF (2020)
Page
7
Part VIII
Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,
and Contractors
(continued)
3
Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".
(a)
Name and address of each person paid more than $50,000
(b)
Type of service
(c)
Compensation
NONE
Total
number of others receiving over $50,000 for professional services
.............
0
Part IX-A
Summary of Direct Charitable Activities
List the foundation’s four largest direct charitable activities during the tax year. Include relevant statistical information such as the number of organizations and other beneficiaries served, conferences convened, research papers produced, etc.
Expenses
1
2
3
4
Part IX-B
Summary of Program-Related Investments
(see instructions)
Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2.
Amount
1
2
All other program-related investments. See instructions.
3
Total.
Add lines 1 through 3
.........................
0
Form
990-PF
(2020)
Page 8
Form 990-PF (2020)
Page
8
Part X
Minimum Investment Return
(All domestic foundations must complete this part. Foreign foundations, see instructions.)
1
Fair market value of assets not used (or held for use) directly in carrying out charitable, etc.,
purposes:
a
Average monthly fair market value of securities
...................
1a
42,880,966
b
Average of monthly cash balances
.......................
1b
2,788,130
c
Fair market value of all other assets (see instructions)
................
1c
0
d
Total
(add lines 1a, b, and c)
.........................
1d
45,669,096
e
Reduction claimed for blockage or other factors reported on lines 1a and
1c (attach detailed explanation)
.............
1e
0
2
Acquisition indebtedness applicable to line 1 assets
..................
2
0
3
Subtract line 2 from line 1d
.........................
3
45,669,096
4
Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see
instructions)
.............................
4
685,036
5
Net value of noncharitable-use assets.
Subtract line 4 from line 3. Enter here and on Part V, line 4
5
44,984,060
6
Minimum investment return.
Enter 5% of line 5
..................
6
2,249,203
Part XI
Distributable Amount
(see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign organizations check here
and do not complete this part.)
1
Minimum investment return from Part X, line 6
....................
1
2,249,203
2a
Tax on investment income for 2020 from Part VI, line 5
......
2a
73,289
b
Income tax for 2020. (This does not include the tax from Part VI.)
...
2b
c
Add lines 2a and 2b
............................
2c
73,289
3
Distributable amount before adjustments. Subtract line 2c from line 1
............
3
2,175,914
4
Recoveries of amounts treated as qualifying distributions
................
4
0
5
Add lines 3 and 4
............................
5
2,175,914
6
Deduction from distributable amount (see instructions)
.................
6
0
7
Distributable amount
as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1
...
7
2,175,914
Part XII
Qualifying Distributions
(see instructions)
1
Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:
a
Expenses, contributions, gifts, etc.—total from Part I, column (d), line 26
..........
1a
9,344,339
b
Program-related investments—total from Part IX-B
..................
1b
0
2
Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc.,
purposes
...............................
2
3
Amounts set aside for specific charitable projects that satisfy the:
a
Suitability test (prior IRS approval required)
....................
3a
b
Cash distribution test (attach the required schedule)
.................
3b
4
Qualifying distributions.
Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4
4
9,344,339
5
Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment
income. Enter 1% of Part I, line 27b. See instructions
.................
5
0
6
Adjusted qualifying distributions.
Subtract line 5 from line 4
..............
6
9,344,339
Note:
The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for
the section 4940(e) reduction of tax in those years.
Form
990-PF
(2020)
Page 9
Form 990-PF (2020)
Page
9
Part XIII
Undistributed Income
(see instructions)
(a)
Corpus
(b)
Years prior to 2019
(c)
2019
(d)
2020
1
Distributable amount for 2020 from Part XI, line 7
2,175,914
2
Undistributed income, if any, as of the end of 2020:
a
Enter amount for 2019 only
.......
0
b
Total for prior years:
20
,
20
,
20
0
3
Excess distributions carryover, if any, to 2020:
a
From 2015
......
b
From 2016
......
c
From 2017
......
359,901
d
From 2018
......
e
From 2019
......
1,114,720
f
Total
of lines 3a through e
........
1,474,621
4
Qualifying distributions for 2020 from Part
XII, line 4:
$
9,344,339
a
Applied to 2019, but not more than line 2a
0
b
Applied to undistributed income of prior years
(Election required—see instructions)
.....
0
c
Treated as distributions out of corpus (Election
required—see instructions)
........
0
d
Applied to 2020 distributable amount
.....
2,175,914
e
Remaining amount distributed out of corpus
7,168,425
5
Excess distributions carryover applied to 2020.
0
0
(If an amount appears in column (d), the
same amount must be shown in column (a).)
6
Enter the net total of each column as
indicated below:
a
Corpus. Add lines 3f, 4c, and 4e. Subtract line 5
8,643,046
b
Prior years’ undistributed income. Subtract
line 4b from line 2b
..........
0
c
Enter the amount of prior years’ undistributed
income for which a notice of deficiency has
been issued, or on which the section 4942(a)
tax has been previously assessed
......
0
d
Subtract line 6c from line 6b. Taxable amount
—see instructions
...........
0
e
Undistributed income for 2019. Subtract line
4a from line 2a. Taxable amount—see
instructions
.............
0
f
Undistributed income for 2020. Subtract
lines 4d and 5 from line 1. This amount must
be distributed in 2021
..........
0
7
Amounts treated as distributions out of
corpus to satisfy requirements imposed by
section 170(b)(1)(F) or 4942(g)(3) (Election may
be required - see instructions)
.......
0
8
Excess distributions carryover from 2015 not
applied on line 5 or line 7 (see instructions)
...
0
9
Excess distributions carryover to 2021.
Subtract lines 7 and 8 from line 6a
......
8,643,046
10
Analysis of line 9:
a
Excess from 2016
....
b
Excess from 2017
....
359,901
c
Excess from 2018
....
d
Excess from 2019
....
1,114,720
e
Excess from 2020
....
7,168,425
Form
990-PF
(2020)
Page 10
Form 990-PF (2020)
Page
10
Part XIV
Private Operating Foundations
(see instructions and Part VII-A, question 9)
1a
If the foundation has received a ruling or determination letter that it is a private operating
foundation, and the ruling is effective for 2020, enter the date of the ruling
.......
b
Check box to indicate whether the organization is a private operating foundation described in section
4942(j)(3)
or
4942(j)(5)
2a
Enter the lesser of the adjusted net
income from Part I or the minimum
investment return from Part X for each
year listed
..........
Tax year
Prior 3 years
(e) Total
(a)
2020
(b)
2019
(c)
2018
(d)
2017
b
85% of line 2a
.........
c
Qualifying distributions from Part XII,
line 4 for each year listed
.....
d
Amounts included in line 2c not used directly
for active conduct of exempt activities
..........
e
Qualifying distributions made directly
for active conduct of exempt activities.
Subtract line 2d from line 2c
....
3
Complete 3a, b, or c for the
alternative test relied upon:
a
“Assets" alternative test—enter:
(1)
Value of all assets
......
(2)
Value of assets qualifying
under section 4942(j)(3)(B)(i)
b
“Endowment" alternative test— enter 2/3
of minimum investment return shown in
Part X, line 6 for each year listed
...
c
“Support" alternative test—enter:
(1)
Total support other than gross
investment income (interest,
dividends, rents, payments
on securities loans (section
512(a)(5)), or royalties)
....
(2)
Support from general public
and 5 or more exempt
organizations as provided in
section 4942(j)(3)(B)(iii)
....
(3)
Largest amount of support
from an exempt organization
(4)
Gross investment income
Part XV
Supplementary Information (Complete this part only if the foundation had $5,000 or more in
assets at any time during the year—see instructions.)
1
Information Regarding Foundation Managers:
a
List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation
before the close of any tax year (but only if they have contributed more than $5,000). (See section 507(d)(2).)
JAMES L BROOKS
b
List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the
ownership of a partnership or other entity) of which the foundation has a 10% or greater interest.
2
Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:
Check here
if the foundation only makes contributions to preselected charitable organizations and does not accept
unsolicited requests for funds. If the foundation makes gifts, grants, etc. to individuals or organizations under
other conditions, complete items 2a, b, c, and d. See instructions
a
The name, address, and telephone number or email address of the person to whom applications should be addressed:
b
The form in which applications should be submitted and information and materials they should include:
c
Any submission deadlines:
d
Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other
factors:
Form
990-PF
(2020)
Page 11
Form 990-PF (2020)
Page
11
Part XV
Supplementary Information
(continued)
3 Grants and Contributions Paid During the Year or Approved for Future Payment
Recipient
If recipient is an individual,
show any relationship to
any foundation manager
or substantial contributor
Foundation
status of
recipient
Purpose of grant or
contribution
Amount
Name and address (home or business)
a
Paid during the year
NY TIMES NEEDIEST CASES
4 CHASE METROTECH CENTER
BROOKLYN
,
NY
11245
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
PARA LOS NINOS
5000 HOLLYWOOD BLVD
HOLLYWOOD
,
CA
90027
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
RAPE FOUNDATION
1223 WILSIRE BL 410
SANTA MONICA
,
CA
90403
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
10,000
MARINE TOYS FOR TOTS FOUNDATION
18251 QUANTICO GATEWAY DRIVE
TRIANGLE
,
VA
22172
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
5,000
SABAN COMMUNITY CLINIC
8405 BEVERLY BLVD
LOS ANGELES
,
CA
90048
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
549,399
NEW YORK CARES
65 BROADWAY 19TH FL
NEW YORK
,
NY
10006
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
SHARE OUR STRENGTH
PO BOX 75475
BALTIMORE
,
MD
21275
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
425,000
VINEYARD COMMITTEE ON HUNGER
PO BOX 4685
VINEYARD HAVEN
,
MA
02568
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
15,000
YADDO
PO BOX 395
SARATOGA SPRINGS
,
NY
12866
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
10,000
HOLA - HEART OF LOS ANGELES
2701 WILSHIRE BLVD STE 100
LOS ANGELES
,
CA
90057
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
AMERICAN FILM INSTITUTE
2021 NORTH WESTERN AVE
LOS ANGELES
,
CA
90027
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
55,000
CEDARS SINAI MED CENTER
8700 BEVERLY BLVD STE 2416
LOS ANGELES
,
CA
90048
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSESUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
465,000
LOS ANGELES CENTER OF PHOTOGRAPHY
1515 WILCOX AVE
LOS ANGELES
,
CA
90028
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
MAYO CLINIC
200 FIRST STREET SW
ROCHESTER
,
MN
55905
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
57,500
ROADRUNNER FOOD BANK INC
5840 OFFICE BLVD NE
ALBUQUERQUE
,
NM
87109
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
UCLA LAB SCHOOL
330 CHARLES E YOUNG DR NORTH
LOS ANGELES
,
CA
90095
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
30,000
BRENNAN CENTER JUSTICE
120 BROADWAY STE 1750
NEW YORK
,
NY
10271
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
250,000
BOYS & GIRLS CLUB OF WEST SAN GABRIEL VALLEY
328 S RAMONA AVE
MONTEREY PARK
,
CA
91754
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
CA COMMUNITY FOUDATION
221 S FIGUEROA ST SUITE 400
LOS ANGELES
,
CA
90012
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
500,000
CLAYTON CHILDREN'S MUSEUM
395 SANTA MONICA PL STE 374
SANTA MONICA
,
CA
90401
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
CENTRAL VALLEY FOOD BANK
4010 EAST AMENDOLA DRIVE
FRESNO
,
CA
93725
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
327,440
COMMUNITY FOOD BANK OF SOUTHERN ARIZONA
3003 SOUTH COUNTRY CLUB ROAD
TUCSON
,
AZ
85713
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
CENTER PACIFIC ASIAN FAMILY
3424 WILSHIRE BLVD STE 1000
LOS ANGELES
,
CA
90010
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
COMMONWEALTH FOUNDATION PA STANDS UP INSTITUTE
1515 OXFORD ST 1D
BERKLEY
,
CA
97090
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
20,000
EL PASOANS FIGHTING HUNGER FOOD BANK
9541 PLAZA CIRCLE
EL PASO
,
TX
79927
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
FWDUS EDUCATION FUND
1417 CORCORAN ST NW
WASHINGTON
,
DC
20009
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
FOR OUR FUTURE EDUCATION FUND
PO BOX 15845
WASHINGTON
,
DC
20003
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
20,000
FUSION ACADEMY
5757 WILSHIRE BLVD PROMENADE 1
LOS ANGELES
,
CA
90036
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
20,000
FOOD FORWARD INC
7412 FULTON AVE STE 3
NO HOLLYWOOD
,
CA
91605
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
200,000
HISPANICS PHILANTHROPY
414 13TH ST STE 200
OAKLAND
,
CA
94612
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
HEART OF LA YOUTH INC
31822 VILLAGE CENTER ROAD STE 208
WESTLAKE VILLAGE
,
CA
91361
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
75,000
NEW YORK IMMIGRATION COALITION INC
131 W 33RD STREET STE 610
NEW YORK
,
CA
10001
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
10,000
IMMIGRANT DEFENDERS LAW CENTER
634 S SPRING ST 10TH FL
LOS ANGELES
,
CA
90014
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
INNER CITY LAW CENTER
1309 E 7TH ST
LOS ANGELES
,
CA
90021
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
ISLAND FOOD PANTRY MARTHA'S VINEYARD
137 VINEYARD AV
OAK BLUFFS
,
MA
02557
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
JERICHO PROJECT
245 WEST 29TH STREET STE 902
NEW YORK
,
NY
10001
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
10,000
FOOD BANK OF SO JERSEY
1501 JOHN TIPTON BLVD
PENNSAUKEN
,
NJ
08110
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
JOHN HOPKINS UNIVERSITY
415 N WASHINGTON STREET
BALTIMORE
,
MD
21231
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
500,000
KCRW
1900 PICO BLVD
SANTA MONICA
,
CA
90405
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
LEE INITIATIVE
610 WEST MAGNOLIA AVE
LOUISVILLE
,
KY
40208
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
LAWYERS FOR GOOD GOVERNMENT FOUNDATION
1068-B HAZELHURST DR STE 19646
HOUSTON
,
TX
77043
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
LAS AMERICAS IMMIGRANT ADVOCACY CENTER
1500 EAST YANDELL DRIVE
EL PASO
,
CA
79902
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
LAWYERS' COMMITTEE FOR CIVIL RIGHTS UNDER LAW
1500 K STREET NW SUITE 900
WASHINGTON
,
DC
20005
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
1,050,000
LA FAMILY HOUSING
7843 LANKERSHIM BLVD
NO HOLLYWOOD
,
CA
91605
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
200,000
MEALS ON WHEELS
1550 CRYSTAL DRIVE STE 1004
ARLINGTON
,
VA
22202
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
MAYOR'S FUND LOS ANGELES ANGELENO FUND
200 NORTH SPRING STREET ROOM 3058
LOS ANGELES
,
CA
90012
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
300,000
MAYOR'S FUND LOS ANGELES MEALS HOMELESS SHELTERS
200 NORTH SPRING STREET ROOM 3058
LOS ANGELES
,
CA
90012
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
150,000
FDN SOUTHEAST MICHIGAN
333 WEST FORT STREET
DETROIT
,
MI
48226
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
MAYORS'S FUND ADV NYC
253 BROADWAY 6TH FLOOR
NEW YORK
,
NY
10007
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
250,000
FOUNDATION MORRISTOWN MEDICAL CENTER
475 SOUTH STREET
MORRISTOWN
,
NJ
07960
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
NAACP
40 RECTOR STREET 5TH FL
NEW YORK
,
NY
10006
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
NEIGHBORHOOD LEGAL SERVICES OF LA COUNTY
13327 VAN NUYS BLVD
PACOIMA
,
CA
91331
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
PAROLE PREPARATION PROJECT INC
168 CANAL STREET 6TH FL
NEW YORK
,
NY
10013
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
5,000
PERMANENT ENDOWMENT MV
PO BOX 243
WEST TISBURY
,
MA
02575
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
PROJECT RENEWAL
200 VARICK ST 9TH FL
NEW YORK
,
NY
10014
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
FOOD BANK RIO GRANDE VALLEY
724 NORTH CAGE BLVD
PHARR
,
TX
78577
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
RHINO FOUNDATION
201 MAIN STREET STE 2600
FORT WORTH
,
TX
76102
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
85,000
SECOND HARVEST FOOD BANK
700 EDWARDS AVE
NEW ORLEANS
,
LA
70123
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
200,000
DAVID SHELDRICK WILDLIFE
25283 CABOT RD STE 101
LAGUNA HILLS
,
CA
92653
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
110,000
SCHOOLS ON WHEELS INC
PO BOX 23371
VENTURA
,
CA
93002
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
470,000
SPARK OF LOVE LAFD FOUNDATION
1700 STADIUM WAY 100
LOS ANGELES
,
CA
90012
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
WILDLIFE CONSERVATION NETWORK
209 MISSISSIPPI ST
SAN FRANCISCO
,
CA
94107
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
TEXAS CIVIL RIGHTS PROJECT
1405 MONTOPLIS DRIVE
AUSTIN
,
TX
78741
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
50,000
TIDES FOUNDATION
3440 WALNUT AVE BLDG A WINDOW H
FREMONT
,
CA
94538
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
75,000
NATIONAL VOTE AT HOME INSTITUTE
PO BOX 65752
WASHINGTON
,
DC
20035
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
750,000
VOTO LATINO FOUNDATION
PO BOX 35608
WASHINGTON
,
DC
20033
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
125,000
WIN
1 STATE STREET 18TH FLOOR
NEW YORK
,
NY
10004
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
100,000
WORLD CENTRAL KITCHEN #CHEFS FOR AMERICA
1342 FLORIDA AVE NW
WASHINGTON
,
DC
20009
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
105,000
WATER BUFFALO CLUB
PO BOX 35463
LOS ANGELES
,
CA
90035
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
WAYFINDER FAMILY SERVICES
5300 ANGELES VISTA BLVD
LOS ANGELES
,
CA
90043
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
15,000
WYNC - NY PUBLIC RADIO
PO BOX 1550
NEW YORK
,
NY
10116
NONE
PUBLIC CHARITY
SUPPORTS ORGANIZATION'S CHARITABLE PURPOSE
25,000
Total
.................................
3a
9,344,339
b
Approved for future payment
Total
.................................
3b
0
Form
990-PF
(2020)
Page 12
Form 990-PF (2020)
Page
12
Part XVI-A
Analysis of Income-Producing Activities
Enter gross amounts unless otherwise indicated.
Unrelated business income
Excluded by section 512, 513, or 514
(e)
Related or exempt
function income
(See instructions.)
1
Program service revenue:
(a)
Business code
(b)
Amount
(c)
Exclusion code
(d)
Amount
a
NONE
b
c
d
e
f
g
Fees and contracts from government agencies
2
Membership dues and assessments
....
3
Interest on savings and temporary cash
investments
...........
4
Dividends and interest from securities
....
14
815,430
5
Net rental income or (loss) from real estate:
a
Debt-financed property
......
b
Not debt-financed property
.....
6
Net rental income or (loss) from personal property
7
Other investment income
.....
14
3,767,600
8
Gain or (loss) from sales of assets other than
inventory
............
14
1,231,192
9
Net income or (loss) from special events:
10
Gross profit or (loss) from sales of inventory
11
Other revenue:
a
b
c
d
e
12
Subtotal. Add columns (b), (d), and (e)
..
0
5,814,222
0
13
Total.
Add line 12, columns (b), (d), and (e)
..................
13
5,814,222
(See worksheet in line 13 instructions to verify calculations.)
Part XVI-B
Relationship of Activities to the Accomplishment of Exempt Purposes
Line No.
Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to
the accomplishment of the foundation’s exempt purposes (other than by providing funds for such purposes). (See
instructions.)
3
INVESTMENT INTEREST INCOME. NO RELATED ACTIVITY.
4
INVESTMENT DIVIDEND INCOME. NO RELATED ACTIVITY.
8
INVESTMENT CAPITAL GAIN INCOME. NO RELATED ACTIVITY.
Form
990-PF
(2020)
Page 13
Form 990-PF (2020)
Page
13
Part XVII
Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations
1
Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?
Yes
No
a
Transfers from the reporting foundation to a noncharitable exempt organization of:
(1)
Cash
...................................
1a(1)
No
(2)
Other assets
.................................
1a(2)
No
b
Other transactions:
(1)
Sales of assets to a noncharitable exempt organization
....................
1b(1)
No
(2)
Purchases of assets from a noncharitable exempt organization
..................
1b(2)
No
(3)
Rental of facilities, equipment, or other assets
.......................
1b(3)
No
(4)
Reimbursement arrangements
...........................
1b(4)
No
(5)
Loans or loan guarantees
.............................
1b(5)
No
(6)
Performance of services or membership or fundraising solicitations
................
1b(6)
No
c
Sharing of facilities, equipment, mailing lists, other assets, or paid employees
..............
1c
No
d
If the answer to any of the above is "Yes," complete the following schedule. Column
(b)
should always show the fair market value
of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair market value
in any transaction or sharing arrangement, show in column
(d)
the value of the goods, other assets, or services received.
(a)
Line No.
(b)
Amount involved
(c)
Name of noncharitable exempt organization
(d)
Description of transfers, transactions, and sharing arrangements
2a
Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations
described in section 501(c) (other than section 501(c)(3)) or in section 527?
...........
Yes
No
b
If "Yes," complete the following schedule.
(a)
Name of organization
(b)
Type of organization
(c)
Description of relationship
Sign Here
Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than taxpayer) is based on all information of which preparer has any knowledge.
2021-11-08
May the IRS discuss this return
with the preparer shown below?
See instructions.
Yes
No
Signature of officer or trustee
Date
Title
Paid Preparer Use Only
Print/Type preparer's name
WILLIAM C BRODER
Preparer's Signature
Date
Check if self-
employed
PTIN
P00137499
Firm's name
FREEDMAN BRODER & COMPANY
Firm's EIN
95-4338170
Firm's address
11100 SANTA MONICA 400
LOS ANGELES
,
CA
90025
Phone no.
(310) 734-1234
Form
990-PF
(2020)
Additional Data
Software ID:
Software Version:
Form 990PF - Special Condition Description:
Special Condition Description